UIDAI ने लॉन्च किया आधार का आधिकारिक मैस्कॉट ‘Udai’, अब सरल भाषा में मिलेगी हर जानकारी

Upstox
Securities
Pvt.
Ltd.:
SEBI
Registration
No.
INZ000315837
|
NSE
TM
Code:
13942
|
BSE
TM
Code:
6155
|
CDSL
Reg
No.:
IN-DP-761-2024
|
CIN:
U65100DL2021PTC376860
|
Compliance
Officer:
Mr.
Kapil
Jaikalyani.
Tel
No.:
(022)
24229920.
Email
ID:

compliance@upstox.com
|
Registered
Address:
809,
New
Delhi
House,
Barakhamba
Road,
Connaught
Place,
New
Delhi
–
110001
|
RKSV
Commodities
India
Pvt.
Ltd.:
SEBI
Registration
No.:
INZ000015837
|
MCX
TM
Code:
46510
|
CIN:
U74900DL2009PTC189166
|
Compliance
Officer:
Mr.
Amit
Lalan.
Tel
No.:
(022)
24229920.
Email
ID:

compliance@rksv.in
|
Registered
Address:
807,
New
Delhi
House,
Barakhamba
Road,
Connaught
Place,
New
Delhi
–
110001.
Correspondence
Address:
30th
Floor,
Sunshine
Tower,
Senapati
Bapat
Marg,
Dadar
(West),
Mumbai
–
400013.
|
For
any
complaints,
email
at

complaints@upstox.com
and

complaints.mcx@upstox.com.

Procedure
to
file
a
complaint
on

SEBI
SCORES:
Register
on
the
SCORES
portal.
Mandatory
details
for
filing
complaints
on
SCORES
include:
Name,
PAN,
Address,
Mobile
Number,
and
E-mail
ID.
Benefits
include
effective
communication
and
speedy
redressal
of
grievances.
Please
ensure
you
carefully
read
the

Risk
Disclosure
Document
as
prescribed
by
SEBI,
along
with
our

Terms
of
Use
and
Privacy
Policy.

Upstox
Securities
Private
Limited
is
a
wholly
owned
subsidiary
of
RKSV
Securities
India
Private
Limited
and
RKSV
Commodities
India
Private
Limited
is
an
associate
of
RKSV
Securities
India
Private
Limited.

Disclaimer:
Investment
in
securities
market
are
subject
to
market
risks,
read
all
the
related
documents
carefully
before
investing.
*Brokerage
will
not
exceed
the
SEBI
prescribed
limit.

Mutual
Funds:
Top
rated
funds
do
not
constitute
any
advice.
Research
data
is
powered
by
Morningstar.
Please
read
the
offer
documents
carefully
before
investing.
Upstox
shall
not
accept
any
liability
arising
out
of
your
investments.
These
are
not
Exchange
traded
products,
and
the
Member
is
just
acting
as
distributor.
All
disputes
with
respect
to
the
distribution
activity,
would
not
have
access
to
Exchange
investor
redressal
forum
or
Arbitration
mechanism.

Attention
Investors:
As
per
NSE
circular
dated
July
6,
2022,
BSE
circular
dated
July
6,
2022,
MCX
circular
dated
July
11,
2022
investors
are
cautioned
to
abstain
them
from
dealing
in
any
schemes
of
unauthorised
collective
investments/portfolio
management,
indicative/
guaranteed/fixed
returns
/
payments
etc.
Investors
are
further
cautioned
to
avoid
practices
like:
a)
Sharing
i)
trading
credentials
–
login
id
&
passwords
including
OTP’s.,
ii)
trading
strategies,
iii)
position
details.
b)
Trading
in
leveraged
products
/derivatives
like
Options
without
proper
understanding,
which
could
lead
to
losses.
c)
Writing/
selling
options
or
trading
in
option
strategies
based
on
tips,
without
basic
knowledge
&
understanding
of
the
product
and
its
risks.
d)
Dealing
in
unsolicited
tips
through
platforms
like
Whatsapp,
Telegram,
Instagram,
YouTube,
Facebook,
SMS,
calls,
etc.
e)
Trading
/
Trading
in
“Options”
based
on
recommendations
from
unauthorised
/
unregistered
investment
advisors
and
influencers.

Kindly,
read
the
Advisory
Guidelines
For
Investors
as
prescribed
by
the
Exchange
with
reference
to
their
circular
dated
27th
August,
2021
regarding
investor
awareness
and
safeguarding
client’s
assets:

Advisory
Guidelines
For
Investors

Kindly,
read
the
advisory
as
prescribed
by
the
Exchange
with
reference
to
their
circular
dated
January
14,
2022
regarding
Updation
of
mandatory
KYC
fields
by
March
31,
2022:

KYC
Updation

Attention
Investors:
Prevent
unauthorised
transactions
in
your
Demat
account
by
updating
your
mobile
number
with
your
depository
participant.
Receive
alerts
on
your
registered
mobile
number
for
debit
and
other
important
transactions
in
your
Demat
account
directly
from
CDSL
on
the
same
day.
Prevent
unauthorised
transactions
in
your
Trading
account
by
updating
your
mobile
numbers/email
addresses
with
your
stock
brokers.
Receive
information
on
your
transactions
directly
from
the
Exchange
on
your
mobile/email
at
the
end
of
the
day.
Issued
in
the
interest
of
investors.
KYC
is
a
one-time
exercise
while
dealing
in
securities
markets
–
once
KYC
is
done
through
a
SEBI-registered
intermediary
(broker,
DP,
Mutual
Fund,
etc.),
you
need
not
undergo
the
same
process
again
when
you
approach
another
intermediary.
As
a
business,
we
don’t
give
stock
tips
and
have
not
authorised
anyone
to
trade
on
behalf
of
others.
If
you
find
anyone
claiming
to
be
part
of
Upstox
or
RKSV
and
offering
such
services,
please
send
us
an
email
at

complaints@upstox.com
and

complaints.mcx@upstox.com.

No
need
to
issue
cheques
by
investors
while
subscribing
to
IPO.
Just
write
the
bank
account
number
and
sign
in
the
application
form
to
authorise
your
bank
to
make
payment
in
case
of
allotment.
No
worries
for
refund
as
the
money
remains
in
investor’s
account.
Stockbrokers
can
accept
securities
as
margin
from
their
clients
only
by
way
of
a
pledge
in
the
depository
system
w.e.f.
1st
September
2020.
Update
your
email
ID
and
mobile
number
with
your
stockbroker/depository
participant
and
receive
an
OTP
directly
from
the
depository
on
your
registered
email
ID
and/or
mobile
number
to
create
a
pledge.
Check
your
securities/mutual
funds/bonds
in
the
Consolidated
Account
Statement
(CAS)
issued
by
NSDL/CDSL
every
month.

Attention
Investors:
SEBI
has
established
an
Online
Dispute
Resolution
Portal
(ODR
Portal)
for
resolving
disputes
in
the
Indian
Securities
Market.
This
circular
streamlines
the
existing
dispute
resolution
mechanism,
offering
online
conciliation
and
arbitration,
benefiting
investors
and
listed
companies.

https://www.sebi.gov.in/legal/circulars/jul-2023/online-resolution-of-disputes-in-the-indian-securities-market_74794.html
ODR
portal
for
Investors
–

https://smartodr.in/login